Skip to content
Senior Compliance Officer - Bloomberg Tradebook - Legal & Compliance New York, NY Posted Apr 26, 2024 - Requisition No. 124879 The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy we're known for. It's what keeps us inventing and reinventing, all the time. Our culture is wide open like our spaces. We bring out the best in each other through collaboration. Through our countless volunteer projects, we also help network with the communities around us, too. You can do amazing work... more ->
Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview BGC Partners is a leading global brokerage and financial technology company. BGC specializes in the brokerage of a broad range of products, including fixed income (rates and credit), foreign exchange, equities, energy and commodities, shipping, insurance, and futures. BGC also provides a wide variety of services, including trade execution, brokerage, clearing, trade compression, post-trade,... more ->
COMPANY OVERVIEW KKR & Co. Inc., together with its subsidiaries, is a leading global investment firm that offers alternative asset management and capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that manage hedge funds. KKR's insurance subsidiaries offer retirement, life and reinsurance... more ->
VP, Control Room and Research Compliance Officer New York, NY Barclays Services Corp What will you be doing? Barclays Services Corp seeks VP, Control Room and Research Compliance Officer in New York, NY (multiple positions available): On behalf of a global financial organization, providing advisory services for Information Barrier Controls and the flow of Material Non-Public Information ("MNPI") Analyzing structure of Banking transactions to determine appropriate internal restrictions to impose on Markets and Research when deals are publicly announced Reviewing and pre-clearing research... more ->
ADP is hiring a Legal Compliance Manager . Are you an experienced program manager with strong project management skills and an understanding of privacy compliance? Are you looking to join a dynamic, inclusive team environment with a culture of collaboration and belonging? ? Well, this may be the role for you. As a member of the Global Compliance group, you will serve a key role in supporting Global Compliance, ADP Legal, and Business Unit program needs and objectives. You will be reporting to the Sr. Director Core Compliance Operations, responsible for managing the program components... more ->
Job description: Corporate Legal Associate - Debt Finance Specialist Location: New York City About Our Client: Our Client is an Am Law 100 law firm with over 500 attorneys serving clients worldwide. Their corporate practice offers a blend of comprehensive legal expertise and practical business counseling, enabling clients to clarify goals, find solutions, and achieve results across varied business transactions. The firm's corporate attorneys advise on a wide variety of issues affecting commercial, financial, and industrial enterprises, both publicly and privately owned. Responsibilities:... more ->