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8  9  10  11  12
San Francisco, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

PLEASE NOTE THAT THIS POSITION COULD RESIDE IN THE FOLLOWING LOCATIONS: SAN FRANCISCO, LOS ANGELES, NEWPORT BEACH, NEW YORK City OR BOSTON This role reports to the VP of QC & Testing within BSA/AML. You will be responsible for independently conducting complex quality control reviews covering all facets of the Bank's BSA/AML, Sanctions, FCPA compliance and fraud programs. You will design and execute the review coverage based on review objectives, risks, and regulatory requirements. DUTIES: Autonomously, accurately, and effectively conduct BSA/AML, sanctions, FCPA, and fraud related quality...  more ->

4/20/2017 7:31:21 AMNT5687
http://www.jobserve.com/FD1IB
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San Francisco, CA
Contract
Finance
DM Stone JobsInBrokerage.com

San Francisco based Asset Management firm is looking for a Contractor to assist with a couple of operations projects. Industry experience is required along with strong Excel skills. For more information, call Diane Please send resume as an MS WORD ATTACHMENT to (see below) more ->

4/20/2017 7:31:34 AMNT5711
http://www.jobserve.com/FD1IM
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San Francisco, CA
Full Time
Office and Admin
DM Stone JobsInBrokerage.com

Established Broker/Dealer located near Fisherman's Wharf is looking for an Administrative Assistant for their small and friendly office. They are looking for someone who is outgoing and has excellent customer service and who is proactive and who likes to be busy and work in a busy office. You will be responsible for New Accounts Administrative Processes including overseeing all paperwork from inception to completion. Oversee Automated Customer Account Transfer (ACATS) moving securities between firms. Both Transfers In and Out of firm. Administer clients fund distributions via Automated...  more ->

4/20/2017 7:31:27 AMNT5694
http://www.jobserve.com/FD1IG
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San Jose, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

Established Financial Institution is looking for a document prep mgr with banking (lending and trading) experience. Successful incumbents manage conflict well, are customer focused, have high decision quality, develop direct reports, have strong interpersonal savvy, are able to learn on the fly, and have technical and functional skills. DUTIES: Monitoring of staffing levels and the development of recommendations for staffing adjustments as required Developing Performance Management Plans and completing performance evaluations. Interviewing, hiring, training and administering corrective...  more ->

4/20/2017 7:31:29 AMNT5702
http://www.jobserve.com/FD1II
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San Francisco, CA
Full Time
Office and Admin
DM Stone JobsInBrokerage.com

PLEASE NOTE THAT THIS POSITION CAN ALSO BE A TEMP OR TEMP TO HIRE DEPENDING UPON THE CANDIDATE The Executive Assistant to the CFO role will perform a variety of administrative duties involving high-level contacts and exposure to sensitive information necessitating considerable use of tact, diplomacy, discretion and judgment. The Executive Assistant interacts with employees within all levels of the organization, and performs regular administrative and clerical tasks. This position's hours are 8:30 5:30pm or 9:00 a.m. to 6:00 p.m. DUTIES: Organize, update, draft, prepare, compile documents...  more ->

4/20/2017 7:31:18 AMNT5680
http://www.jobserve.com/FD1H0
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Century City, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

Dynamic and growing Private Wealth Management firm is seeking a Client Service Manager. Responsibilities range from providing daily oversight on a wide range of service, administrative, sales and relationship management support delivered by a team of Client Service associates to participating in the development of Firm's policies and procedures, providing back-up support to the Regional Client Service Manager and assistant the Client Service team in client specific projects. 3 years of experience in the financial industry working with high net worth individuals and families and have an...  more ->

4/20/2017 7:16:14 AMNT5638
http://www.jobserve.com/FD1GL
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San Francisco, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

PLEASE NOT THAT THERE ARE 2 POSITIONS AVAILABLE - SAN FRANCISCO AND PALO ALTO Job Summary: This is the most senior wealth advisory role in the Bank, providing relationship management to clients in the $3MM+ market segment. Private Wealth Advisors are expected to proactively attract, deepen, and manage the most complex and sophisticated financial relationships through the use of Private Wealth Management tools and processes (eg, Value Ladder, Life Wealth Cycle, Client Profile, and Wealth Planning). Advisors in this role need to understand the complexity of Wealth Planning, investment...  more ->

4/20/2017 7:16:10 AMNT5598
http://www.jobserve.com/FD1GJ
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Scotts Valley, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

Our client is looking for a dynamic, self-starter to make a mark on their burgeoning institutional client relations team. The firm's rapid growth offers plenty of advancement potential for the right individual. This position is integral to the firm's institutional business as it grows nationally. It has tremendous upside and can grow with the right individual. DUTIES: Client Services/Sales/Marketing Related: Serve as the first point of contact for approximately $3B AUM of existing relationships Assist with new account openings Design and complete client and prospect proposals Organize...  more ->

4/20/2017 7:16:16 AMNT5655
http://www.jobserve.com/FD1GP
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San Francisco, CA
Full Time
Office and Admin
DM Stone JobsInBrokerage.com

SF based privately held Investment Management Firm is looking for an Administrative Assistant for their Fixed Income Group which includes a team of Investment Analysts, Portfolio and Client Service Managers. DUTIES: Assist in the production of a high volume of presentation materials for client meetings, industry conferences or management visits by utilizing various software packages Utilize PowerPoint and Excel to edit and update presentation materials Prepare monthly and quarterly client reports as well as internal reporting Perform general office duties, including updating client contact...  more ->

4/20/2017 7:16:09 AMNT5606
http://www.jobserve.com/FD1GI
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Palo Alto, CA
$65k-70k plus bonus (total comp expected to be around $130K).
Full Time
Finance
DM Stone JobsInBrokerage.com

National brokerage firm is seeking a licensed financial adviser (Series 7/66) to manage and expand existing account base offering mutual funds, managed money, etc. Looking for 2-5 years experience, a person who loves financial sales, and is wired for success. Pays base around $65-70K plus bonus (total comp expected to be around $130K). Unlimited potential, reputable firm with good benefits. more ->

4/20/2017 7:16:05 AMNTDMSFCPASAD
http://www.jobserve.com/FD1GG
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San Francisco, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

Responsible for the trust administration of the largest, most complex, portfolio trust accounts. Accounts are drawn from any one or more of the following categories: probate, guardianships living and testamentary trusts, investment advisory and custody accounts, escrows and employee benefit trusts. Responsibilities include managing all accounts in accordance with applicable legal requirements and securing Bank and external professional services as appropriate to fulfil the special needs of trust clients. Responsible for maximizing the profitability of existing accounts by communicating the...  more ->

4/20/2017 7:15:57 AMNTDMSPERSTRUST
http://www.jobserve.com/FD1GB
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San Francisco, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

As a member of our Internal Audit team, the Internal Audit Manager - Compliance, is responsible for planning, conducting and managing Compliance audits and providing control consultation on security, risks and controls throughout the company Bank and its subsidiaries. Compliance audit areas include, not limited to, BSA/AML, NACHA, Fact Act, Lending and Deposit Compliance, and Fair Lending/CRA. Position manages a Compliance audit staff of 2 and resources from outsourced audit partners. Assist with developing and implementing an annual audit plan by assessing all relevant risk factors,...  more ->

4/20/2017 7:15:48 AMNTDMSINTAUDMGRCOM
http://www.jobserve.com/FD1F5
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Santa Rosa, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

Major regional CPA firm with great reputation is seeking seniors and managers for their audit and tax divisions within branches in SF, North Bay (wine country) and South Bay (Silicon Valley). Will pay competitive salaries. Advantages include greater visibility, career growth/flexibility (partner track), entrepreneurial environment, etc. CPA a plus, or you have passed some parts. more ->

4/20/2017 7:15:51 AMNTDMSCPAS
http://www.jobserve.com/FD1F7
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Piscataway, NJ
Contract
Engineering
Engineering Resource Group, Inc.

Contract position for an electrical/electronic technician for processing and packaging equipment. Experience with assembly, testing, troubleshooting and repair of electrical and electronic controls for industrial machinery. Experience with testing and troubleshooting of PLCs. Minimum 2 years experience with testing, troubleshooting and repair of electrical and electronic systems for industrial machinery. Experience with testing and troubleshooting of PLCs. more ->

4/20/2017 7:15:21 AMNT18875-LL-MM
http://www.jobserve.com/FD1Fm
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Naperville, IL
Full Time
IT
Engineering Resource Group, Inc.

Plan and execute on assigned network rights and entitlements responsibilities from proposal stage through the execution of agreements, allowing the implementation team to begin construction per schedule Work with Implementation and other teams to acquire private property easements where needed, and communicate the financial and other terms thereof Order and interpret title reports and surveys, where necessary Administer, interpret and mediate where needed on rights and entitlements agreements where the expertise and knowledge of this position is important Accurately forecast agreement...  more ->

4/20/2017 7:15:31 AMNT18884-MM
http://www.jobserve.com/FD1Fu
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Dallas, TX
Full Time
IT
Engineering Resource Group, Inc.

Assist in the execution on assigned jurisdictional responsibilities from proposal stage through the completion of jurisdictional approvals, allowing the implementation team to begin construction per schedule Forecast as accurately as possible approval milestone dates and communicate on timely basis when the forecasted dates change, for better or worse. Assist in the forecast any external costs associated with procuring jurisdictional approvals including any third party costs (outsourced vendors) and non-recurring and recurring costs Embedded in the process. Learn to manage the budget in the...  more ->

4/20/2017 7:15:30 AMNT18883-MM
http://www.jobserve.com/FD1Fs
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Norwalk, CT
Full Time
Engineering
Engineering Resource Group, Inc.

Permanent position for a Product Safety Engineer primarily responsible to ensure lean process development resulting in a high level of parts quality from suppliers. Conduct reviews to evaluate product safety. Support product management in customer interaction regarding Product Safety. Isolate potential safety hazards. Review safety procedures when handling product. Anticipate, recognize, and evaluate safety hazards. Achieve safety compliance across multiple product lines and programs. Determine regulatory/certification/compliance issues and/or identify foreseeable misuses. Review and approve...  more ->

4/20/2017 7:15:27 AMNT18882-BZ
http://www.jobserve.com/FD1Fq
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Riverdale, NJ
Full Time
Engineering
Engineering Resource Group, Inc.

Permanent position for a Mechanical Designer for design of trade show exhibits including construction and architectural drawings. Utilize AutoCAD and Revit for millwork and metal extrusion designs. Design of custom metal work. Specification of design finishes for trade show exhibits. Minimum 3 years experience with mechanical design for trade show exhibits. Experience with AutoCAD and Revit. Experience with design of architectural millwork, metal extrusions and custom metal work. Experience with architectural design finishes. Experience with interior design or industrial design is a plus. more ->

4/20/2017 7:15:22 AMNT18876-LL-MK
http://www.jobserve.com/FD1Fn
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Roseville, CA
$50k-$55k
Full Time
Finance
DM Stone JobsInBrokerage.com

Our client, a prominent national brokerage firm, is currently seeking a Series 7 and 63 licensed Investment Consultant for its Roseville branch (Sacramento area). As an Investment Consultant, you will assess, assist, and advise clients as they choose the services best suited for their needs. You will develop relationships with existing clients and build relationships with new clients. Your goal is to demonstrate to clients and prospects the value of our platform, resulting in asset accumulation and retention. We have built a successful, client-focused business model and an outstanding work...  more ->

4/20/2017 7:15:31 AMNTDMSFCPORT
http://www.jobserve.com/FD1Fv
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Edison, NJ
Full Time
Engineering
Engineering Resource Group, Inc.

Permanent position for a Senior Mechanical Engineer to design HVAC systems, building mechanical systems and fire protection design for buildings used in various industries. Provide designs that meet customer requirements for schedule, flexibility and energy efficiency. Responsible for design of heating, cooling, ventilation, load calculations and duct work. Design to ASHRAE standards. BS Mechanical Engineering Minimum 5 years experience with HVAC system and building mechanical system designs. Experience with load calculations. Experience with AutoCAD. Experience with ASHRAE standards. PE...  more ->

4/20/2017 7:15:17 AMNT18872-LL
http://www.jobserve.com/FD1Fj
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