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7  8  9  10  11
San Francisco, CA
Contract/Full Time
Office and Admin
DM Stone JobsInBrokerage.com

PLEASE NOTE THAT THIS POSITION CAN ALSO BE A TEMP OR TEMP TO HIRE DEPENDING UPON THE CANDIDATE The Executive Assistant to the CFO role will perform a variety of administrative duties involving high-level contacts and exposure to sensitive information necessitating considerable use of tact, diplomacy, discretion and judgment. The Executive Assistant interacts with employees within all levels of the organization, and performs regular administrative and clerical tasks. This position's hours are 8:30 - 5:30pm or 9:00 a.m. to 6:00 p.m. DUTIES: Organize, update, draft, prepare, compile documents...  more ->

4/28/2017 7:14:38 AMNT5680
http://www.jobserve.com/FEjkd
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San Francisco, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

Provides sales practice as well as overall administrative and operational client service support to assist the business activities of the Financial Advisor(s). May solicit orders from clients, provide investment advice to clients, and cold call potential clients for brokerage accounts, under the direction of the Financial Advisor and as securities licensing and registrations permit. Provides assistance to the Financial Advisor by furnishing account information and quotes, establishing new accounts, and processing deliveries and/or payments. Performs various administrative functions for the...  more ->

4/28/2017 7:14:35 AMNT5673
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San Francisco, CA
Full Time
IT
DM Stone JobsInBrokerage.com

Our client is looking for a Technologist who thrive on being at the ground floor of new experiences and innovation. Our team's mission is to develop and ship new classes of consumer products. Products that bring in new customers and provide tremendous value for our existing ones. Technologists who are self-directed and biased to action. Technologists that have great judgment given their level of experience. Technologists that have a holistic view of not only the specific thing they are building, but the broader context of what our client is building and why. Candidates who are motivated by a...  more ->

4/28/2017 7:14:41 AMNT5692
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San Francisco, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

PLEASE NOTE THAT THIS POSITION COULD RESIDE IN THE FOLLOWING LOCATIONS: SAN FRANCISCO, LOS ANGELES, NEWPORT BEACH, NEW YORK City OR BOSTON This role reports to the VP of QC & Testing within BSA/AML. You will be responsible for independently conducting complex quality control reviews covering all facets of the Bank's BSA/AML, Sanctions, FCPA compliance and fraud programs. You will design and execute the review coverage based on review objectives, risks, and regulatory requirements. DUTIES: Autonomously, accurately, and effectively conduct BSA/AML, sanctions, FCPA, and fraud related quality...  more ->

4/28/2017 7:14:40 AMNT5687
http://www.jobserve.com/FEjkg
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San Francisco, CA
Full Time
Finance, Sales and Marketing
DM Stone JobsInBrokerage.com

PLEASE NOT THAT THERE ARE 2 POSITIONS AVAILABLE - SAN FRANCISCO AND PALO ALTO Job Summary: This is the most senior wealth advisory role in the Bank, providing relationship management to clients in the $3MM+ market segment. Private Wealth Advisors are expected to proactively attract, deepen, and manage the most complex and sophisticated financial relationships through the use of Private Wealth Management tools and processes (eg, Value Ladder, Life Wealth Cycle, Client Profile, and Wealth Planning). Advisors in this role need to understand the complexity of Wealth Planning, investment...  more ->

4/28/2017 7:14:16 AMNT5598
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Century City, CA
Full Time
Finance, Office and Admin, Customer Services
DM Stone JobsInBrokerage.com

Dynamic and growing Private Wealth Management firm is seeking a Client Service Manager. Responsibilities range from providing daily oversight on a wide range of service, administrative, sales and relationship management support delivered by a team of Client Service associates to participating in the development of Firm's policies and procedures, providing back-up support to the Regional Client Service Manager and assistant the Client Service team in client specific projects. 3 years of experience in the financial industry working with high net worth individuals and families and have an...  more ->

4/28/2017 7:14:19 AMNT5638
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San Francisco, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

This role is a combination of support for a wide range of Professional Practices (Services) responsibilities and also has specifically focused SME area assignments such as Accelus, Regulatory Validation, and other areas. DUTIES: Performs and assists or supports and manages Professional Practices responsibilities for the areas of: Quality Assurance and Improvement Process (QAIP) reviews, internal Self-Assessments, Risk Assessment process, annual Audit Plan, Audit Committee materials, methodology development, standards and procedures, best practices, training, and project management. Performs...  more ->

4/28/2017 7:14:28 AMNT5678
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Berkeley, CA
Contract
Finance
DM Stone JobsInBrokerage.com

Our client is a Financial Management Consulting firm who is currently engaged by a large Broker-Dealer & Insurance Company to help rework its operations for compliance with new DoL regulation (ie the Fiduciary Rule), along with other business & technology issues. They are looking for an individual with Broker-Dealer operations & technology experience (preferably with an independent, bank affiliated, insurance-affiliated, or other broker dealer) to help with a number of project-specific tasks, including: Detailing new workflows & use cases for operational procedures Rewriting compliance...  more ->

4/28/2017 7:14:21 AMNT5659
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San Francisco, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

You will join a five-person team that manages assets for high-net-worth individuals (in excess of $10 million). The two principals are part of a select group of experienced professionals that work with a limited clientele, helping to craft customized, comprehensive wealth management plans. The group acts as "Chief Investment Officers" for clients, providing a variety of services including: asset allocation and portfolio strategy, investment advisory services (cash, Fixed Income and equity management), alternative investments (private equity, private real estate, hedge funds, opportunistic...  more ->

4/28/2017 7:14:25 AMNT5674
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Fresno, CA
Full Time
Finance, Office and Admin
DM Stone JobsInBrokerage.com

Our client has an exciting opportunity for a Loan Documentation Specialist in their Fresno Financial Service Center The Loan Documentation Specialist position interprets documentation requirements from an approved Credit Application. This position also prepares legal documentation utilizing knowledge of the Bank's policies and procedures. Responsibilities will include and are not limited to the following: Prepares loan documentation using the appropriate software (eg LaserPro or HotDocs) in accordance with the loan documentation request and approved Credit Application based on the loan...  more ->

4/28/2017 7:14:27 AMNT5675
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San Francisco, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

Nationally known retailer has an opening for a Sr GL Accountant for their corporate HQ. You will be responsible for the day to day operation of financial, accounting, administrative and personnel systems. You Will report to the Controller and is responsible for timely and efficient general ledger close, balance sheet, income statement analysis and supporting schedules. The position requires ability to work diligently under multiple deadlines and coordinate workflows. DUTIES: General ledger entries, account reconciliations and month-end close Responsible for preparing monthly payroll journal...  more ->

4/28/2017 7:14:22 AMNT5663
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San Francisco, CA
Full Time
IT
DM Stone JobsInBrokerage.com

Established Alternative Investment firm is looking for a hands-on individual for the role of Business Intelligence/Data Warehouse Developer within the IT application development team. The team is responsible for the firm's data architecture and core business applications. DUTIES: Perform technical analysis of requirements, conceptual modelling, design, implementation, and support for an industry-leading enterprise data warehouse, including: Design and implementation of ETL processes Development of reports and Business Intelligence dashboards Troubleshoot production processes SKILL SET:...  more ->

4/28/2017 7:14:32 AMNT5657
http://www.jobserve.com/FEjkZ
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San Francisco, CA
Contract/Full Time
Office and Admin
DM Stone JobsInBrokerage.com

You will support the Chief Executive Officer and will perform a variety of administrative duties including extensive calendaring, travel planning, project coordination, liaising with high-level contacts and employees and management at all levels of the organization. Since you will be privy to sensitive information, you should use considerable use of tact, diplomacy, discretion and judgment. You will also provide additional support to the Board of Directors. DUTIES: Organize and coordinate meeting schedules and processes such as: 1. Confirm meetings, reserve conference rooms, arrange for...  more ->

4/28/2017 7:14:24 AMNT5664
http://www.jobserve.com/FEjkT
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San Francisco, CA
Full Time
Office and Admin
DM Stone JobsInBrokerage.com

SF based privately held Investment Management Firm is looking for an Administrative Assistant for their Fixed Income Group which includes a team of Investment Analysts, Portfolio and Client Service Managers. DUTIES: Assist in the production of a high volume of presentation materials for client meetings, industry conferences or management visits by utilizing various software packages Utilize PowerPoint and Excel to edit and update presentation materials Prepare monthly and quarterly client reports as well as internal reporting Perform general office duties, including updating client contact...  more ->

4/28/2017 7:14:18 AMNT5606
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San Francisco, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

THIS ROLE CAN EITHER BE IN SF OR NY The Wealth Management Operations Associate is primarily responsible for supporting all functions related to trade operations and settlements including trade break resolution the Securities and Investment Management Groups. You will also be the liaison between PWM's Centralized Trading Team, the middle and Back Office support groups in San Francisco, New York, and other principal locations. The position requires attention to detail, a high level of follow-through with PWM investment professionals, brokers, custodians and client service associates. This is an...  more ->

4/28/2017 7:14:29 AMNT5691
http://www.jobserve.com/FEjkX
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San Francisco, CA
Contract/Full Time
Office and Admin
DM Stone JobsInBrokerage.com

San Francisco based Investment Firm is seeking an Executive Assistance to work directly with the firm's Founding Partner and Managing Member. JOB DESCRIPTION As the Executive Assistant (EA), you shall have the responsibility of conserving our Founding Partner/Managing Member's (FP) time and positively promoting the company's image by representing the FP in a professional manner both internally and externally. Furthermore, the EA is to be the primary liaison between the FP and company's executives, employees, partners, investors, etc. As the EA, you will represent the FP by welcoming guests....  more ->

4/28/2017 7:14:31 AMNT5637
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New York, NY
Full Time
Finance, Legal
DM Stone JobsInBrokerage.com

Overview: Reporting to the Vice President of QC & Testing within BSA/AML, the QC & Testing Specialist/Sr. Specialist will be responsible for conducting testing of BSA/AML, Sanctions, FCPA compliance and fraud related controls throughout the Bank. The QCT Specialist/Sr. Specialist will execute the review coverage based on review objectives, regulatory requirements, and risks. Responsibilities: Perform BSA/AML, sanctions, FCPA, and fraud related testing at the Enterprise level, business or support units, and bank subsidiaries. Assess compliance with BSA/sanctions related regulations and...  more ->

4/28/2017 7:14:04 AMNTDMSQCTESTINGSPEC
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San Diego, CA
Full Time
Finance, Legal
DM Stone JobsInBrokerage.com

The successful candidate will assist in all aspects of compliance with the Investment Company Act of 1940 (1940 Act) and the Investment Advisers Act of 1940 (Advisers Act) as well as specific fund restrictions for all open-and closed-end funds and separately managed institutional accounts. Respond to compliance due diligence questionnaires or complete compliance certifications; - Perform reviews of RFPs - Help evaluate the adequacy and effectiveness of the firm's policies, procedures and internal controls; - Assist with reviewing and ensuring the timely and accurate filing of all regulatory...  more ->

4/28/2017 7:14:10 AMNTDMSCOMPLANLSTSD
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Santa Rosa, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

Major regional CPA firm with great reputation is seeking seniors and managers for their audit and tax divisions within branches in SF, North Bay (wine country) and South Bay (Silicon Valley). Will pay competitive salaries. Advantages include greater visibility, career growth/flexibility (partner track), entrepreneurial environment, etc. CPA a plus, or you have passed some parts. more ->

4/28/2017 7:14:02 AMNTDMSCPAS
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San Francisco, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

This position will have accounting responsibility for one or more operating Windfarm companies for client's asset management responsibility. DUTIES: Read, interpret, and summarize the Project's contracts and loan agreements to assure proper accounting and compliance. Full accounting and general ledger responsibility including preparation of monthly stand alone and consolidated financial statements for one or more Projects. Prepare account analyses and reconciliations on a monthly basis. Revenue billing and analysis, Fixed Asset Accounting, accounts payable coding for the Projects and all...  more ->

4/28/2017 7:14:15 AMNT5592
http://www.jobserve.com/FEjkM
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