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12  13  14  15  16
Minneapolis MN
Full Time
Finance
Royal Bank of Canada

What is the opportunity? As an Account Transfer Senior Associate you would be responsible for the day-to-day account transfer process. This includes working with RBC's branches and third parties to ensure a smooth and successful transfer in accordance with FINRA Rules. What will you do? Process outgoing transfers through completion in accordance with applicable FINRA Rules. Secure necessary paperwork to complete transfers, examine transfer forms for accuracy and completeness, and assist in maintaining detailed notes on all transfer requests. Accurately direct transfer requests with internal...  more ->

5/26/2016 5:06:20 PMJS113769-EN_US
http://www.jobserve.com/EmCj8
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Jersey City NJ
Full Time
Finance
Royal Bank of Canada

PURPOSE The OATS Regulatory Reporting Operations Specialist [Associate Director/Associate] is responsible for ensuring the timeliness, accuracy, and completeness of Order Audit Trail System (OATS) regulatory reporting. The role consists of onboarding the function into Regulatory Operations, and performing related investigation and submission activities, as well as generation of enhanced metrics in order to report and drive down exceptions. This strategic role is also responsible for assisting with implementing a standardized control and quality management framework for OATS and assisting with...  more ->

5/21/2016 8:14:39 PMJS104385-EN_US
http://www.jobserve.com/ElyFM
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Jersey City NJ
Full Time
Legal
Royal Bank of Canada

What is the opportunity? Manager, KYC New York is responsible for the management and oversight of Client Onboarding and Due Diligence process for clients onboarded on the RBC Capital Markets platform (RBC Capital Markets LLC and Royal Bank of Canada, New York Branch) for relationships encompassing Corporate and Investment Banking, Sales and Trading and Cross Border Services. What will you do? Manage the day to day operational environment through effective communication of information and setting priorities to facilitate and maximize efficient performance Develop staff knowledge to ensure that...  more ->

5/26/2016 5:06:20 PMJS113756-EN_US
http://www.jobserve.com/EmCj7
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Augusta GA
Full Time
Finance
Royal Bank of Canada

What is the opportunity? As a Client Associate/Registered Client Associate with RBC Wealth Management you will be responsible for providing administrative and operational support to one or more Financial Advisors (FA) and/or the Branch Director. Your responsibilities will include assisting clients, researching problems, processing account forms, maintaining account records, and preparing client correspondence. You will be working in a fast paced, professional environment, while partnering and supporting the Financial Advisors to maintain and build new client relationships. What will you do?...  more ->

5/26/2016 9:14:43 PMJS112616-EN_US
http://www.jobserve.com/EmDE1
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New York NY
Full Time
Finance
Royal Bank of Canada

What is the opportunity? Develop, grow, and maintain futures execution relationships for RBC Capital Markets. Assist team with content generation and maintenance of desk admin, including front to Back Office processing in conjunction with RBC Operations team. What will you do? - Drive generation of desk client facing content, including idea generation and preparation of materials. - Manage the on boarding of clients through coordination with RBC onboarding team - Apply and maintain futures execution relationships for RBC Capital Markets from external and internal referrals. - Communicate...  more ->

5/26/2016 9:15:06 PMJS113772-EN_US
http://www.jobserve.com/EmDFU
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Los Angeles CA
Full Time
Finance
Royal Bank of Canada

What is the opportunity? The Municipal Finance Associate provides analytical, research and transactional support to investment bankers in all departmental work activities relating to the structuring, underwriting and issuance of negotiated bonds, and/or related municipal finance projects. What will you do? - Recommend projections and related financial analyses for potential & actual capital markets transactions, including bond cash flows, credit analysis and transaction structuring - Identifies, organizes and analyzes information necessary to prepare proposals, client presentations, offering...  more ->

5/21/2016 8:14:36 PMJS112980-EN_US
http://www.jobserve.com/ElyFJ
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Minneapolis MN
Full Time
Finance
Royal Bank of Canada

. What is the opportunity? To provide education, advice and recommendations to business partners to comply with the various laws, rules and ethical standards governing the securities industry. What will you do? Provide leadership and a high level of service to internal clients, providing interpretive advice as to the application of complex securities regulations to various business scenarios. Respond to inquiries from firm employees, including Compliance staff, regarding compliance and related issues. 20%. Act as a strategic business partner with assigned business line management to identify...  more ->

5/27/2016 1:55:54 PMJS113735-EN_US
http://www.jobserve.com/EmFNm
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Jersey City NJ
Full Time
Office and Admin, Legal
Royal Bank of Canada

. What is the opportunity? The Administrative Assistant will provide executive level support to the Assistant General Counsel. Using a high degree of judgment and discretion, this position works independently to determine the routing and/or responses to phone calls and mail, prepares correspondences, prioritizes projects and calendar management to maximize the Asst. General Counsel's time and productivity. What will you do? - Answer telephone inquiries timely and in a professional manner, relaying information accurately and proactively resolving information queries - Prepare international and...  more ->

5/27/2016 1:55:56 PMJS113850-EN_US
http://www.jobserve.com/EmFNn
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Jersey City NY
Full Time
Finance
Royal Bank of Canada

What is the opportunity? Operational Risk Controls and Governance is looking for an Operational Manager who will contribute to the maintenance of an effective operational risk management program within Capital Markets, focusing on control assurance. What will you do? - Conduct comparative analyses across various operational risk tools to support conclusions and a comprehensive view of the business units' operational risk profiles. - Provide assurance of the Internal Control Environment in the Capital Markets business by conducting activities to ensure internal controls are sufficient to...  more ->

5/25/2016 8:12:44 PMJS111911-EN_US
http://www.jobserve.com/El8z9
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Minneapolis MN
Full Time
IT
Royal Bank of Canada

What is the opportunity? As a Technical Specialist/Developer focused on Mainframe applications, you partner across IT and with assigned business lines to assess, research, and analyze business, technical and system needs in order to resolve business systems issues by recommending technology solutions that meet sponsor/stakeholder needs. What will you do? Organize and participate in walkthrough reviews of all technical specifications, programs and unit test plans. Complete technical documentation and training material. Provide estimates on activities/tasks required to perform design, coding...  more ->

5/27/2016 10:20:32 PMJS112130-EN_US
http://www.jobserve.com/EmF24
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New York NY
Full Time
Finance
Royal Bank of Canada

. PRIMARY RESPONSIBILITIES The Global Investment Banking division of RBC Capital Markets is looking to add an Associate to the M&A team, based in the New York City office. Some responsibilities include, but are not limited to: Transaction execution, new business presentations and meetings, and other such duties. Identifying and pursuing investment banking business opportunities in furtherance of agreed budgets and plans. Overseeing Analysts in development of pitch books and related client materials. Proactively identify operational risks/control deficiencies in the business. Review and comply...  more ->

5/27/2016 10:20:57 PMJS109107-EN_US
http://www.jobserve.com/EmF3R
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New York NY
Full Time
Legal
Royal Bank of Canada

Purpose: Responsible for the implementation and maintenance of a global compliance program related to derivatives regulatory reform; including Dodd-Frank, European Market Infrastructure Regulation, Canadian OTC Derivative Reform, and other jurisdictions as applicable. Primary Responsibilities Coordinate with regional Compliance teams globally on the implementation of derivatives regulatory requirements; seeking to achieve, where appropriate, a system of common, consistent and/or global procedures and controls. Advise management within Compliance, the business and other functions on existing...  more ->

5/27/2016 10:20:52 PMJS98361-EN_US
http://www.jobserve.com/EmF3K
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Jersey City NJ
Full Time
Finance
Royal Bank of Canada

What is the opportunity? The Associate Director - US Financial and Regulatory Reporting Control will be responsible for the governance and assurance processes over the control framework in place for the US entities that helps to ensure the completeness and accuracy of the financial and regulatory information being reported. What will you do? - Establish and monitor appropriate attestation controls for all CUSO reporting. - Establish and monitor key risk indicators across all Combined US Operations of RBC (CUSO) entities, ie, a SOX like governance framework, for the financial statement...  more ->

5/27/2016 10:20:49 PMJS112929-EN_US
http://www.jobserve.com/EmF3H
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Jersey City NJ
Full Time
Engineering
Royal Bank of Canada

What is the opportunity? As the Director & Head, Capital Markets Operations Engineering (OE), you will lead and manage the US Capital Markets Operations Engineering group and will oversee and guide operations programs, projects and related change initiatives to successful completion. You will work with Senior Operations Management to drive the strategic direction of the organization, helping to coordinate the project portfolio with the assistance of Operations Technology. What will you do? Initiative Management: - Oversee and guide CM projects by providing subject matter expertise with a view...  more ->

5/25/2016 8:12:45 PMJS113249-EN_US
http://www.jobserve.com/El80A
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New York NY
Full Time
Finance
Royal Bank of Canada

What is the opportunity? As the Credit Review Manager, you will support the Managing Director with the design, implementation and management of the wholesale Credit Review functions at RBC. Our group is responsible for providing independent assessment of the credit quality of the US wholesale loan portfolio. Your engagement will include conducting credit review and quality control checks on credit reviews conducted by other teams within RBC. What will you do? Design and implementation of RBC's wholesale credit review function Development of an analysis and reporting framework that meets...  more ->

5/26/2016 9:14:40 PMJS111883-EN_US
http://www.jobserve.com/EmDEx
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Jersey City NJ
Full Time
Finance
Royal Bank of Canada

PURPOSE: Provide Senior Compliance coverage for advisory matters and regulatory audits and inquiries, for RBC Capital Markets Corporation, LLC and the New York Branch of the Bank. PRIMARY RESPONSIBILITIES Assist the Head of Bank Regulatory Compliance and Regulator Inquiries in leading the team to provide guidance to develop, implement, and maintain effective compliance programs for all applicable laws, regulations, and policies for RBC. Actively monitor regulatory developments and trends affecting the Bank and Capital Markets businesses. Establish and maintain relationships with key...  more ->

5/26/2016 9:14:46 PMJS109041-EN_US
http://www.jobserve.com/EmDE3
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New York NY
Full Time
Finance
Royal Bank of Canada

What is the opportunity? The Risk Analyst will support the Risk Management Credit teams with core activities including financial analysis, risk rating, reporting, team data management, and adjudication in order to improve the efficiency and effectiveness of credit risk operations within the firm. What will you do? - Follow business and financial performance through daily monitoring of financial and industry information, regulatory events, external rating agency movements, and other early warning signals - Assist in assembling and maintaining data & initial analysis to support core Risk...  more ->

5/26/2016 9:14:48 PMJS109080-EN_US
http://www.jobserve.com/EmDE6
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Charlotte NC
Full Time
Finance
Royal Bank of Canada

What is the opportunity? We are seeking a Development Risk Manager (Architect, PE) in Charlotte, Chicago, Cleveland, and Columbus. This position is part of the Tax Credit Equity Group, which is a leading national syndicator of State and Federal Low Income Housing Tax Credits (LIHTCs), Historic Rehabilitation Tax Credits (HRTCs), and New Markets Tax Credits (NMTCs). What will you do? - Construction Underwriting - Review projects in order to determine the feasibility and risk of each project. - Monitoring/Site Visits - Travel frequency will be based on a project specific schedule. - Monitoring...  more ->

5/26/2016 9:14:38 PMJS112837-EN_US
http://www.jobserve.com/EmDEu
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Jersey City NJ
Full Time
IT, Finance
Royal Bank of Canada

PURPOSE Physical Settlements Settle/Clear Trades - Physical Receive & Deliver (via NSCC Envelope Settlement System and Over-The-Window) Balance NSCC end of day' settlement Maintain R&D Overnight Box Process free receives from RBC NY Branch Provide support of internal clients and liaise, when necessary, with counterparties and other operational departments in performance of above. Work is performed with clearly defined parameters and includes specialized training. Exceptions to processing are reviewed with Supervisor or Manager to ensure overall compliance with accepted business practices and...  more ->

5/25/2016 8:12:47 PMJS107000-EN_US
http://www.jobserve.com/El80B
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New York NY
Full Time
Finance
Royal Bank of Canada

PURPOSE CCAR Aggregation team is responsible for the aggregation and reporting of FR-Y-14A schedules, program governance, as well as the documentation of various aspects of CCAR processes. The CCAR aggregation team is an integral part of the overall CCAR process, and it is a critical function to ensure RBC's successful submissions required for CCAR and DFAST. PRIMARY RESPONSIBILITIES Coordinate with various contributor teams to complete CCAR related financial projection, aggregation, and review Partner with Financial Control and Regulatory Reporting to ensure reconciliation of Actuals Review...  more ->

5/25/2016 8:12:48 PMJS103526-EN_US
http://www.jobserve.com/El80C
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