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8  9  10  11  12
San Francisco, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

Premier Accounting and Consulting firm is looking for a Sr. Accounting Associate for their San Francisco office. Their litigation support department is renowned for pioneering the litigation support role in complex marital dissolution cases, and they are looking for a talented CPA to join their team. They are looking for someone who enjoys the fast-paced work environment of interfacing with clients and attorneys of a multitude of successful and diverse clientele. DUTIES: Interface with clients and attorneys on day-to-day case-related tasks Prepare and reconcile document requests pursuant to...  more ->

4/20/2017 7:31:43 AMNT5721
http://www.jobserve.com/FD1IV
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Menlo Park, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

Private Wealth Management Firm is looking for an Registered Client Associate with no more that 3 or 4 years experience. The primary function is to provide a wide range of sales, service, administrative and relationship management support to assigned Wealth Advisors and investment professionals across Registered Investment (RIA), Broker-Dealer and Trust or team of same and to be the first point of contact for clients or prospects. Acting as the liaison between the investment professional/client and the PWM Middle Office functions/operations (ie, client services, trading, portfolio management,...  more ->

4/20/2017 7:31:45 AMNT5722
http://www.jobserve.com/FD1IW
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San Francisco, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

This position will have accounting responsibility for one or more operator entities that provide asset management duties to operating energy companies. You will be responsible for cash journal entries and preparation of bank reconciliations. Entering payroll entries and performing ad hoc duties as needed. DUTIES: Full accounting and general ledger responsibility for one or more operator entities including preparation of all balance sheet reconciliations associated with the entity Read, interpret, and summarize management agreements between operator and project entities Preparation of all...  more ->

4/20/2017 7:31:34 AMNT5710
http://www.jobserve.com/FD1IL
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San Francisco, CA
Full Time
Office and Admin
DM Stone JobsInBrokerage.com

Established Broker/Dealer located near Fisherman's Wharf is looking for an Administrative Assistant for their small and friendly office. They are looking for someone who is outgoing and has excellent customer service and who is proactive and who likes to be busy and work in a busy office. You will be responsible for New Accounts Administrative Processes including overseeing all paperwork from inception to completion. Oversee Automated Customer Account Transfer (ACATS) moving securities between firms. Both Transfers In and Out of firm. Administer clients fund distributions via Automated...  more ->

4/20/2017 7:31:27 AMNT5694
http://www.jobserve.com/FD1IG
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San Francisco, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

Provides sales practice as well as overall administrative and operational client service support to assist the business activities of the Financial Advisor(s). May solicit orders from clients, provide investment advice to clients, and cold call potential clients for brokerage accounts, under the direction of the Financial Advisor and as securities licensing and registrations permit. Provides assistance to the Financial Advisor by furnishing account information and quotes, establishing new accounts, and processing deliveries and/or payments. Performs various administrative functions for the...  more ->

4/20/2017 7:31:20 AMNT5673
http://www.jobserve.com/FD1H8
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San Francisco, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

PLEASE NOTE THAT THIS POSITION COULD RESIDE IN THE FOLLOWING LOCATIONS: SAN FRANCISCO, LOS ANGELES, NEWPORT BEACH, NEW YORK City OR BOSTON This role reports to the VP of QC & Testing within BSA/AML. You will be responsible for independently conducting complex quality control reviews covering all facets of the Bank's BSA/AML, Sanctions, FCPA compliance and fraud programs. You will design and execute the review coverage based on review objectives, risks, and regulatory requirements. DUTIES: Autonomously, accurately, and effectively conduct BSA/AML, sanctions, FCPA, and fraud related quality...  more ->

4/20/2017 7:31:21 AMNT5687
http://www.jobserve.com/FD1IB
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San Francisco, CA
Contract
Finance
DM Stone JobsInBrokerage.com

San Francisco based Asset Management firm is looking for a Contractor to assist with a couple of operations projects. Industry experience is required along with strong Excel skills. For more information, call Diane Please send resume as an MS WORD ATTACHMENT to (see below) more ->

4/20/2017 7:31:34 AMNT5711
http://www.jobserve.com/FD1IM
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San Jose, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

Established Financial Institution is looking for a document prep mgr with banking (lending and trading) experience. Successful incumbents manage conflict well, are customer focused, have high decision quality, develop direct reports, have strong interpersonal savvy, are able to learn on the fly, and have technical and functional skills. DUTIES: Monitoring of staffing levels and the development of recommendations for staffing adjustments as required Developing Performance Management Plans and completing performance evaluations. Interviewing, hiring, training and administering corrective...  more ->

4/20/2017 7:31:29 AMNT5702
http://www.jobserve.com/FD1II
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Scotts Valley, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

Investment Management firm, fast growing and very successful is looking for a Client Relations Manager to work directly with firm's clients to address a variety of needs. You must have exceptional interpersonal skills, an aptitude for financial and investment concepts, and the ability to earn the confidence of high net worth clients. DUTIES: Portfolio consulting to determine investment allocation across proprietary products Reviewing client performance, needs, goals, and objectives Ability to talk about portfolio holdings in depth Ability to garner additional client assets where appropriate...  more ->

4/20/2017 7:31:28 AMNT5696
http://www.jobserve.com/FD1IH
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San Francisco, CA
Full Time
Office and Admin
DM Stone JobsInBrokerage.com

PLEASE NOTE THAT THIS POSITION CAN ALSO BE A TEMP OR TEMP TO HIRE DEPENDING UPON THE CANDIDATE The Executive Assistant to the CFO role will perform a variety of administrative duties involving high-level contacts and exposure to sensitive information necessitating considerable use of tact, diplomacy, discretion and judgment. The Executive Assistant interacts with employees within all levels of the organization, and performs regular administrative and clerical tasks. This position's hours are 8:30 5:30pm or 9:00 a.m. to 6:00 p.m. DUTIES: Organize, update, draft, prepare, compile documents...  more ->

4/20/2017 7:31:18 AMNT5680
http://www.jobserve.com/FD1H0
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Century City, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

Dynamic and growing Private Wealth Management firm is seeking a Client Service Manager. Responsibilities range from providing daily oversight on a wide range of service, administrative, sales and relationship management support delivered by a team of Client Service associates to participating in the development of Firm's policies and procedures, providing back-up support to the Regional Client Service Manager and assistant the Client Service team in client specific projects. 3 years of experience in the financial industry working with high net worth individuals and families and have an...  more ->

4/20/2017 7:16:14 AMNT5638
http://www.jobserve.com/FD1GL
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Scotts Valley, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

Our client is looking for a dynamic, self-starter to make a mark on their burgeoning institutional client relations team. The firm's rapid growth offers plenty of advancement potential for the right individual. This position is integral to the firm's institutional business as it grows nationally. It has tremendous upside and can grow with the right individual. DUTIES: Client Services/Sales/Marketing Related: Serve as the first point of contact for approximately $3B AUM of existing relationships Assist with new account openings Design and complete client and prospect proposals Organize...  more ->

4/20/2017 7:16:16 AMNT5655
http://www.jobserve.com/FD1GP
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San Francisco, CA
Full Time
Office and Admin
DM Stone JobsInBrokerage.com

SF based privately held Investment Management Firm is looking for an Administrative Assistant for their Fixed Income Group which includes a team of Investment Analysts, Portfolio and Client Service Managers. DUTIES: Assist in the production of a high volume of presentation materials for client meetings, industry conferences or management visits by utilizing various software packages Utilize PowerPoint and Excel to edit and update presentation materials Prepare monthly and quarterly client reports as well as internal reporting Perform general office duties, including updating client contact...  more ->

4/20/2017 7:16:09 AMNT5606
http://www.jobserve.com/FD1GI
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San Francisco, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

You will be responsible for technical accounting analyses, preparation of memoranda to support accounting conclusions, and application of technical accounting analyses to transactions, for both LP and for the company's Inc. groups. This position will also support preparation of annual corporate audits, individual project-level annual audit reports and SEC filings. This position will work in collaboration with the Director of Technical Accounting, Corporate Controller, Assistant Controllers, and Accounting Managers and work with commercial and finance professionals across the organization to...  more ->

4/20/2017 7:16:11 AMNT5622
http://www.jobserve.com/FD1GK
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San Francisco, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

PLEASE NOT THAT THERE ARE 2 POSITIONS AVAILABLE - SAN FRANCISCO AND PALO ALTO Job Summary: This is the most senior wealth advisory role in the Bank, providing relationship management to clients in the $3MM+ market segment. Private Wealth Advisors are expected to proactively attract, deepen, and manage the most complex and sophisticated financial relationships through the use of Private Wealth Management tools and processes (eg, Value Ladder, Life Wealth Cycle, Client Profile, and Wealth Planning). Advisors in this role need to understand the complexity of Wealth Planning, investment...  more ->

4/20/2017 7:16:10 AMNT5598
http://www.jobserve.com/FD1GJ
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San Francisco, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

Responsible for the trust administration of the largest, most complex, portfolio trust accounts. Accounts are drawn from any one or more of the following categories: probate, guardianships living and testamentary trusts, investment advisory and custody accounts, escrows and employee benefit trusts. Responsibilities include managing all accounts in accordance with applicable legal requirements and securing Bank and external professional services as appropriate to fulfil the special needs of trust clients. Responsible for maximizing the profitability of existing accounts by communicating the...  more ->

4/20/2017 7:15:57 AMNTDMSPERSTRUST
http://www.jobserve.com/FD1GB
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Palo Alto, CA
$65k-70k plus bonus (total comp expected to be around $130K).
Full Time
Finance
DM Stone JobsInBrokerage.com

National brokerage firm is seeking a licensed financial adviser (Series 7/66) to manage and expand existing account base offering mutual funds, managed money, etc. Looking for 2-5 years experience, a person who loves financial sales, and is wired for success. Pays base around $65-70K plus bonus (total comp expected to be around $130K). Unlimited potential, reputable firm with good benefits. more ->

4/20/2017 7:16:05 AMNTDMSFCPASAD
http://www.jobserve.com/FD1GG
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San Francisco, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

As a member of our Internal Audit team, the Internal Audit Manager - Compliance, is responsible for planning, conducting and managing Compliance audits and providing control consultation on security, risks and controls throughout the company Bank and its subsidiaries. Compliance audit areas include, not limited to, BSA/AML, NACHA, Fact Act, Lending and Deposit Compliance, and Fair Lending/CRA. Position manages a Compliance audit staff of 2 and resources from outsourced audit partners. Assist with developing and implementing an annual audit plan by assessing all relevant risk factors,...  more ->

4/20/2017 7:15:48 AMNTDMSINTAUDMGRCOM
http://www.jobserve.com/FD1F5
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Santa Rosa, CA
Full Time
Finance
DM Stone JobsInBrokerage.com

Major regional CPA firm with great reputation is seeking seniors and managers for their audit and tax divisions within branches in SF, North Bay (wine country) and South Bay (Silicon Valley). Will pay competitive salaries. Advantages include greater visibility, career growth/flexibility (partner track), entrepreneurial environment, etc. CPA a plus, or you have passed some parts. more ->

4/20/2017 7:15:51 AMNTDMSCPAS
http://www.jobserve.com/FD1F7
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Norwalk, CT
Full Time
Engineering
Engineering Resource Group, Inc.

Permanent position for a Product Safety Engineer primarily responsible to ensure lean process development resulting in a high level of parts quality from suppliers. Conduct reviews to evaluate product safety. Support product management in customer interaction regarding Product Safety. Isolate potential safety hazards. Review safety procedures when handling product. Anticipate, recognize, and evaluate safety hazards. Achieve safety compliance across multiple product lines and programs. Determine regulatory/certification/compliance issues and/or identify foreseeable misuses. Review and approve...  more ->

4/20/2017 7:15:27 AMNT18882-BZ
http://www.jobserve.com/FD1Fq
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