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New York, NY Full Time Posted by: Neuberger Berman Posted: Tuesday, 23 February 2021


Identification, prioritization, and assessment of IT risks. Responsible for the execution of IT annual audit plan (risk assessment, audit planning, audit execution, report writing, issue tracking, etc).
Utilization of the COBIT framework to identify, prioritize, and assess IT risks. Maintaining an ongoing risk assessment that feeds into audit planning and execution.
Developing, performing, and completing IT audits and business process review engagements. Present findings and recommend action plans to Management.
Responsible for performing testing of IT General Controls (ITGC's).
Executing IA department continuous improvement efforts, networking with other IT audit professionals outside of Neuberger Berman on best practices, and recommending/developing/implementing change efforts in the department.
Communicating IT audit results and issues to executive management, external auditors, and the IT Audit Director and Head of Internal Audit through written reports and discussions.


Bachelor's Degree in business; IT concentration highly desirable
Minimum of 5 years of experience with a minimum of 3 years performing IT audits for a public accounting firm or an internal audit organization
Certified Information Systems Auditor (CISA), Certified Internal Auditor (CIA) a plus
Experience interacting with and presenting to executives
Experience planning, designing, and executing audits
Extensive knowledge and experience in information systems, especially those related to asset management or broker-dealers
Strong technical knowledge of internal controls, business processes, and COSO and COBIT frameworks
Knowledge of Enterprise Risk Management (ERM) concepts
High level of ethics and integrity, with ability to be objective and independent
Self-motivated, critical thinker, with proven track record of strong leadership skills
Strong IT auditing expertise.
Experience in developing audit procedures to address identified risks, and providing deliverables within the expected timeframe
Effectively work with business management to plan, coordinate, and execute audit projects
Highly developed and effective interpersonal skills for dealing with potentially sensitive and controversial issues; must have an ability to communicate, coordinate, and influence members of management at all levels
Ability to build effective relationships with management, outside advisors, and internal stakeholders (including other compliance or risk groups)
A collaborative, team oriented leadership style
Ability to synthesize detailed information into concise executive-level reports and analyses.
The reports should identify significant and meaningful observations and recommending opportunities to enhance business results and internal controls
Proficient with trading platforms and portfolio accounting systems is highly desirable
Strong technology abilities including experience with Microsoft Excel for basis data analysis is a must
Knowledge and experience of programing language (eg, Python, R, etc.) for data analysis, or data visualization tools (eg, Tableau, Qlik, etc.) is highly desirable

New York, NY, United States of America
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2/23/2021 5:23:13 PM

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