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Compliance Advisory Manager (Contract)
Location: London & Reading  Country: UK
 

Client Financial Outsourcing Services Ltd (WFOSL) is looking for a Compliance Advisory Manager - Workplace Pensions with previous experience of advising on policies and SOP's as well as regulatory interpretation covering trust-based Workplace Pensions. This is a new role which will be at the heart of the growth agenda for the organisation. The role will have a primary focus on leading the delivery of one of our core strategic deals, whilst also contributing to the wider development of our financial outsourcing services

As a Compliance Advisory Manager - Workplace Pensions you will:

  • Help set all guidance & Policies beyond just regulatory needs
  • Advise on proposed Operational Standard Operating Procedure (SOP) pre implementation and suggest amendments and/or enhanced controls where needed
  • Deliver initial training as transformation commences
  • Ensure aware of all regulatory changes that may affect the business, analyse as to effect and possible changes in Operations and ensure disseminated to Management as early as possible
  • Where necessary during Consultation phase engage with Regulators and/or industry colleagues to ensure practical considerations take into account
  • Assist in implementing any changes to SOPs required (and necessary training provided)
  • Likewise engage with Regulators when business plans or regulatory permissions change
  • Advise the business on regulatory interpretation as required on a day-to-day basis
  • Ensure all required routine training available/delivered as transition phase commences and ongoing for onboarding employees or as annual mandatory training
  • Advise on breaches and complaints management
  • Liaise with/oversee offshore colleagues in same function (as to their obligation with local regulatory needs)

Mandatory Skills:

  • Previous experience of advising on Policies and SOPs
  • Ongoing advisory regulatory interpretation, covering trust-based Workplace Pensions/DC Pensions/Occupational Pensions
  • Previous experience of contract-based pensions and other Retail Investments is desirable

Posted Date: 16 Apr 2024 Reference: JSADEL-COMPLIANCE Employment Business: iBSC Contact: Adel Hourier
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