Job Brief The Risk & Compliance team plays a key role in protecting the clients customers and business. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clients investing products, as well as broader Compliance duties. What you'll do Working closely with the rest of the Risk & Compliance team and the business, you will help them build a best in class compliance program. You will be involved in, but not limited to, these duties: Advise the business to help build great investing products that help our...  more ->

Global Insurer is looking for an experienced Compliance Misconduct Investigations Officer to join their team to help with workload as well as identifying and assessing opportunities for enhancing the investigations process and framework. You will be an experienced Investigations officer, with proven experience of end to end case management of investigations of alleged misconduct, including witness interviews, reporting of case findings, recommendation of disciplinary action etc. You will also assist with quarterly and annual internal and external compliance reporting. You will be a strong...  more ->

Are you passionate about navigating the intricate landscape of regulatory compliance? Do you thrive on providing strategic guidance to ensure adherence to industry standards and regulations? If so, we want you to join our clients team. Responsibilities: Provide Expert Compliance Guidance: Offer insightful advice and guidance to the broader business on the interpretation and application of UK regulations such as PSRs, EMRs, MLRs, FCA Handbook, EBA Guidelines, etc. Foster a culture of "compliance by design" to facilitate understanding and action within the first-line teams. Refine and Implement...  more ->

Salary: £60,000 - £70,000 per annum Location: Hybrid - Minimum 2 days per week in London Key Responsibilities: Deliver high-quality compliance solutions to clients in Credit, Mortgages, and Insurance, encompassing FCA authorizations, supervision advice, and regulatory due diligence. Drive sales and marketing efforts to expand our client base and identify new business opportunities in the insurance sector. Mentor and develop junior staff while supporting team goals and client deliverables. Cultivate strong relationships with clients, industry bodies, and regulators. Requirements: Experience in...  more ->

Location: City of London (Hybrid Working Arrangements; onsite x4 days per week) Duration: 6 months initially Compensation: Excellent Salary and Benefits Offered (Depending on Experience) Are you a seasoned Compliance Officer with a robust background in Asset Management? Hydrogen Group is delighted to support our Asset Management client in search for a Compliance Officer on an initial 6-month FTC. This is an exciting opportunity to manage the day-to-day Compliance function and lead compliance monitoring initiatives within a prestigious mid-sized, Asset Management firm. The Role: As the...  more ->

Who Are Diligenta? Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as 'home' by existing employees, we drive a culture that is founded on positive change and development. The Opportunity Due to recent successful client wins we are investing in our Compliance offering which will include expansion of the Monitoring and Oversight/Guidance functions. We have a number of vacancies for...  more ->

Risk & Compliance Manager - Marketing A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the...  more ->

Data Compliance Specialist Permanent Remote - United Kingdom £50,000 - £54,000 per annum I am currently work with one of the world's leading manufacturing businesses and their brand new Health Care business as a Data Compliance Specialist. This is a fully home based role with very occasional travel (circa once a quarter) for team meetings. This is an ideal opportunity for an experienced and diligent Data Compliance Specialist with a demonstrable track record in working with vast quantities of data and working on large scale projects. My clients has a terrific reputation as an employer and...  more ->

Do you have Senior Compliance Officer experience in Wealth Management/Financial Planning sector, and are you seeking a new hybrid job? Our client is looking for a Senior Compliance Officer (Investment Mgt/Financial Services background) in either Sittingbourne or London Mayfair, and the remote role comes with an attractive salary package £90k-£100k + package including Bonus, Share options, Pension etc As a Senior Compliance Officer, you will work closely with other departments to support our business objectives, manage risk, and promote a culture of compliance across the organisation. If you...  more ->

Wealth management client is looking for a Senior Compliance Advisory Manager to be based in Bath 2 days a week. This Full time wealth management role comes with a salary of up to £75k and excellent benefits (bonus, 34 days holiday, 7% pension, life assurance, private medical, encouraged professional development) The Senior Compliance Advisory Manager is responsible for ensuring the Group complies with all relevant laws, regulations and internal policies. You will provide guidance and support to the business units to ensure compliance with applicable rules and regulations, identifying and...  more ->

Who are Diligenta? Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as 'home' by existing employees, we drive a culture that is founded on positive change and development. The Opportunity: Due to recent successful client wins we are investing in our Compliance offering which will include expansion of the Monitoring and Oversight/Guidance functions. We have a number of vacancies...  more ->

Company Description Evelyn Partners is the UK's leading integrated wealth management and professional services group, with over 186 years of experience in helping generations of people and businesses to thrive. We offer an extensive range of financial and professional services to individuals, family trusts, professional intermediaries, charities and businesses. We provide an award-winning service for our clients by employing the best people. Join us on our mission to place the power of good advice into more hands because we believe that everyone deserves access to good advice, regardless of...  more ->

I am currently recruiting for an Enterprise Governance, Risk & Compliance Advisor for a Global Consultancy on a permanent basis. The position can be based fully remote in the UK. The role focuses on supporting security best practices across the EU in alignment with enterprise goals. This involves overseeing various functional areas such as Audit Lifecycle support, Security Policy Lifecycle Management, Client RFI/RFP/Questionnaires, and promoting Information Risk Management, Regulatory Compliance, and Security Awareness. The role requires coordination of IT Security audits, policy review and...  more ->

Pontoon is an employment consultancy. We put expertise, energy, and enthusiasm into improving everyone's chance of being part of the workplace. We respect and appreciate people of all ethnicities, generations, religious beliefs, sexual orientations, gender identities, and more. We do this by showcasing their talents, skills, and unique experience in an inclusive environment that helps them thrive. My client is one of the largest Utility Companies in the UK, they are looking for an AI Manager to lead the development of AI ethical framework and governance. Role : AI Manager (Ethics &...  more ->

My Banking Client is currently looking for a Market Data Administrator & Compliance Analyst to join their team based in the City of London. Rate: £200 per day inside IR35 Location: Onsite - Liverpool St Term: 6 months, extendable Key Skills/Experience Required: Managing Market Data Systems (MDS) and Trading Systems and Applications related contract and agreements (new, old, renewal, termination, change of terms, queries). Managing vendors Market Data License. Managing Exchange, Specialist data and Products permissioning and access control (ie, Refinitiv DACS, Refinitiv Portal, Bloomberg Admin...  more ->

About Sandhata: Sandhata is a global niche IT Services firm specializes in services that span all facets of Integration, DevOps and Continuous Delivery. Sandhata is a privately held IT company based out of the UK with delivery centres in India and operating worldwide to help clients deliver a 'digital first' strategy. We provide simple, flexible solutions that are disciplined and data driven to facilitate change following holacratic principles. Our approach is both agile and adaptive. Job Description: Experience: 10 - 20 Years Must have 5 years of relevant Project management experience in...  more ->

Governance, Risk and Compliance (GRC) Analyst - ISO27001 - SOX - Audit Kingston-Upon-Thames, Surrey (3 days per week in the office) My client, a successful UK based company are looking for a GRC Analyst to join them on a permanent basis. Working in a small Information Security team this responsible role involves supporting the operation, maintenance and maturity of the Information Security program. Duties and responsibilities will include: Ensuring the protection of information assets and technologies Contribution to completion of security related audits such as ISO27001, ISO27017, NIST-CSF,...  more ->

We are looking for a Biofuels Compliance SME with the following JD. The role would be inside IR 35. Location is UK/EU. At least 5-10 years of experience in clean energy, energy analytics, climate change, low carbon options assessment, financial analysis of related fields. Excellent understanding of EU Bio regulations (such as RTFO, ANets, RED II etc.). Very strong analytical skills and ability to analyze data and draw conclusions and practical recommendations as a result of the analysis. Good understanding of low carbon energy transition, related risks and drivers for the key economic sectors...  more ->

We are seeking two Product Experts specialising in Data Legal & Compliance to join the Enterprise Applications. The ideal candidates will possess a thorough understanding of legal and compliance procedures within the health-care industry. Client Details Our client is a well-established player in the health-care industry. They have a workforce of over a thousand employees spread across multiple locations, with a main office based in London. Their primary focus is on providing innovative health-care solutions to their customers. Description Your main responsibilities will include but will not...  more ->

Our client is seeking a dedicated Information Security Manager to manage IT risk & compliance, accreditation, data protection, business continuity projects and activities. Client Details Our client is a Manchester based small but fast growing technology business. Description Continue review and improve the security policies Implement and maintain ISMS Ensure compliance with relevant security standards and regulations (ISO 27001, Cyber Essentials, etc.) Review and implement business continuity plan and policy Manage technical and business stakeholders Perform proactive risk assessments Work...  more ->