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Overview: The Business Unit Compliance Officer is responsible for supporting, establishing, and building relationships with the Risk Owners, offers feedback for processes, products, and services based on regulatory requirements; assists in the development and vetting of initiatives, acts as the advocate for the business in compliance and the ambassador of compliance in the business. Additionally, this position may require travel and interaction with the various markets in which the Company operates . Responsibilities: Provide support and information to assist in integrating compliance... more ->
Your opportunity Managing Director & Chief Compliance Officer - Charles Schwab & Co We believe, when done right, investing liberates people to create their own destiny. We are driven by purpose to champion every client's goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of 'own your tomorrow' every day. We champion our employee strengths, guide their development, and invest in... more ->
NYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of business, a division within the Commercial Bank of Capital One. The broker-dealers include Capital One Securities, Inc., KippsDeSanto & Co., and TripleTree, LLC (collectively "Commercial Broker Dealers" or "CBDs"). The BD CCO will lead a BD Compliance... more ->
Job Description Who We Are Creative Artists Agency (CAA) is the leading entertainment and sports agency, with global expertise in filmed and live entertainment, digital media, publishing, sponsorship sales and endorsements, media finance, consumer investing, fashion, trademark licensing, and philanthropy. Distinguished by its culture of collaboration and exceptional client service, CAA's diverse workforce identifies, innovates, and amplifies opportunities for the people and organizations that shape culture and inspire the world. The trailblazer of the agency business, CAA was the first to... more ->
Overview: Hybrid Opportunity Government Contracts Administrator III - Virginia Beach, VA $64k-$112k (pay commensurate with experience) .Must be a US citizen and be able to obtain/maintain a government security clearance. Job Description Manage the legal, financial, and operational risk of CNB and its subsidiaries by assisting with full life-cycle contract management, including drafting and negotiation of Non-disclosure and Teaming Agreements., Act as lead in the negotiation of terms and conditions on CnB contracts, as well as filing, maintaining, and administering the contracts after... more ->
Opening available for an experienced probate/guardianship paralegal with a minimum of 5 years' experience. Required experience includes probate guardianships for incompetent adults and minor children, familiarity, comfort with and understanding of: Budgeting and accounting Medicaid benefits, applying for Medicaid, and Medicaid recertification Social security benefits, representative payee applications, Pooled trusts and community benefits planning Health conferences for residents in long term care facilities Bond applications and obtaining surety bonds Communicating with families, medical... more ->
Description We are hiring a Corporate Governance & Securities Compliance Specialist/Paralegal to manage a variety of processes relating to our public company reporting and compliance with stock exchange requirements. You'll support all aspects of our securities and corporate governance functions, work collaboratively with members of the legal, finance and compensation teams, and report directly to the Vice President, Deputy General Counsel and Assistant Secretary. What You Will Be Doing: Managing processes which support the preparation and filing of public company and corporate director,... more ->
Senior Auditor - GHR, CAO and Legal Dallas, Texas;Stamford, Connecticut; East Hartford, Connecticut; Charlotte, North Carolina; Providence, Rhode Island; Wilmington, Delaware Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We're devoted to being a diverse... more ->
Summary This is a remote position. This position is located in the Veterans Benefit Administration Regional Office, National Contact Center (NCC). The Quality Review Specialist is an intergral part of the NCC's quality assurance program and is a key technical adviser to the Public Contact Representatives (PCRs). The purpose of this position is to measure individual performance quality and identify training needs through the review and assessment of completed phone calls and IRIS responses. Learn more about this agency Help Overview Accepting applications Open & closing dates 06/03/2024 to... more ->
Overview We are not just offering a job but a meaningful career! Come join our passionate team! As a Fortune 50 company, we hire the best employees to serve our customers, making us a leader in the insurance and financial services industry. State Farm embraces diversity and inclusion to ensure a workforce that is engaged, builds on the strengths and talents of all associates, and creates a Good Neighbor culture. We offer competitive benefits and pay with the potential for an annual financial award based on both individual and enterprise performance. Our employees have an opportunity to... more ->